Document Type

Syllabi

School

HSL (archive only)

Department

LAW

Course Subject

LAW

Course Number

9508

Course Section

1

Course Title

Bank Compliance Audits

Academic Term and Year

Winter 2015

Credits

2

Area of Study

LSIM, LWSK, LWY

Course Description

This course is designed to expose students to key legal, regulatory, and operational concepts in conducting banking compliance audits. This course examines state and federal bank regulatory agencies, and the power and enforcement authority of regulatory agencies. Students will also participate in simulated-based projects that will require them to perform audits, investigations and reporting activities. Prerequisite: Banking Law Every Year Course

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